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audit-preparation

authentic

Audit preparation register: required document, period covered, request and receipt dates, preparer and reviewer, auditor queries and adjustments. Use for assembling an audit file.

When to use

• audit file checklist
• audit document request tracker
• audit query log
• year-end document collection
• audit handover register

When not to use

• Empty template only. It does not perform the audit, test balances, sample transactions,
• It does not give assurance on the financial statements and expresses no opinion on
• The ten sections are a checklist of what is usually asked for, not a guarantee. An
• It does not chase the auditor, negotiate scope or manage the engagement.
• A row marked `Done` means the document was handed over. It does not mean the document
• It does not verify originals against an issuing authority. Someone has to check that
• Notion relations need both databases imported before the link column resolves.
• Select options are a starting set. Rename them to match how the business talks.

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